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Report December 5, 2024

The rise of retail: accessing private markets

Private asset investing is expected to evolve and grow in the coming years.

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The rise of retail: accessing private markets
Blog April 2, 2024

CIRO publishes proposals to level the advisor compensation playing field

Earlier this year, the Canadian Investment Regulatory Organization published a consultation paper outlining policy options that would help to level...

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CIRO publishes proposals to level the advisor compensation playing field
Osler Update January 19, 2024

CSA publish proposed amendments to Canadian public crypto asset fund rules

On January 18, 2024, the Canadian Securities Administrators published proposed amendments affecting investment funds that seek to invest in crypto...

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CSA publish proposed amendments to Canadian public crypto asset fund rules
Osler Update March 5, 2020

OSC proposes restrictions on use of DSC option in the sale of mutual funds

The Ontario Securities Commission has published for comment proposed Ontario Securities Commission Rule 81-502 Restrictions on the Use of the...

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Osler Update November 20, 2019

OSC issues anticipated Report on the Burden Reduction Task Force

The OSC issued its Report on the work of the Burden Reduction Task Force, in which it outlined the work undertaken by the OSC and the Task Force and...

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Osler Update October 4, 2019

CSA finalizes client focused reforms to Canadian securities registration rule

On October 3, 2019, the Canadian Securities Administrators (CSA) published Reforms to Enhance the Client-Registrant Relationship (Client Focused...

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Blog September 24, 2019

Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1

On September 12, 2019, the Canadian Securities Administrators (CSA) published for comment CSA Notice and Request for Comment Reducing Regulatory...

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Osler Update September 13, 2018

Government of Ontario rejects CSA proposal on embedded commissions

Earlier today, the Canadian Securities Administrators published proposed regulatory amendments that would prohibit the payment of commissions to...

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Osler Update June 29, 2018

CSA announces harmonized approach toward client focused reforms and policy on embedded commissions

The Canadian Securities Administrators recently announced a comprehensive, harmonized approach for addressing investor protection concerns regarding...

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Osler Update December 6, 2017

New lists for monthly AML reporting

Dealers and advisers that are registered or operate under exemptions from registration under Canadian securities laws must consult two new lists of...

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