Risk Management and Crisis Response Risk Management and Crisis Response

OSC adopts new framework to distribute funds from disgorgement orders to harmed investors

We review the new regime and its potential implications for both investors and the regulator.

Insights into Canada’s development of children’s privacy framework

Privacy, regulatory, legislative and policy developments continue to evolve rapidly.

A tale of two regimes: the U.S. GENIUS Act and Canada’s divergent approach to stablecoin regulation

The U.S. GENIUS Act is the first comprehensive federal regulatory framework for stablecoins and sets a clear framework for issuers and users.

Beyond borders: government grants itself powerful access to data, reduced oversight

Bill C-2 has far-reaching implications for both businesses operating in Canada and civil liberties.

U.S. DOJ issues new FCPA enforcement guidance and white-collar enforcement plan, with significant implications for Canadian businesses

Canadian companies should ensure they maintain robust internal controls to effectively respond to new U.S. FCPA guidelines.

Strong Borders Act proposes sweeping changes to Canada’s AML regime

Canada’s Strong Borders Act proposes changes to the country’s AML regime, including increases to maximum administrative penalties and fines.

Privilege protocols as a legal imperative: implications of Lamarche v. British Columbia (Securities Commission) for regulators

The B.C. Court of Appeal in Lamarche stresses the vital need for regulators to protect privileged documents during investigations.

First charges laid under Canada’s Russia sanctions – what does this mean for further enforcement and judicial guidance?

We discuss the allegations and what they could mean for enforcement of — and lingering uncertainties around — Canadian sanctions.

Abuse of process: the continuing saga of Morabito

The B.C. Court of Appeal has found a blended hearing of an abuse of process claim and an insider trading claim to be “fundamentally flawed”.

Mixed feedback on the OSC’s proposal to improve retail investor access to long-term assets

We recap the OSC’s proposed fund structure and the positive and negative reactions from various stakeholders.