Lawrence E. Ritchie Lawrence E. Ritchie

Further updates regarding the U.S. pro-crypto policy shift

A clear shift in U.S. crypto priorities suggests substantial change, potentially leading to regulatory clarity and crypto-specific legislation.

Recent developments in the U.S. SEC’s proceedings against major crypto players signals pro-industry policy shift

The U.S. SEC has moved quickly to shift its stance towards the crypto industry under President Trump’s administration.

U.S. ‘pausing’ criminal enforcement of foreign bribery laws while DOJ is directed to revisit priorities

We look at what the move may mean for the U.S.'s historically aggressive track record in enforcing foreign bribery laws and efforts to fill the gap.

Evolving legal and political landscape creates uncertainty about securities regulation of crypto-related activity

We recap some recent cases from both sides of the border, with an eye to where enforcement activity may go from here.

Regulation by enforcement: who pays the price?

Who should bear the costs of Ontario Securities Commission enforcement proceedings is emerging as an important issue.

Crypto evolving: embracing TradFi compliance amid regulatory uncertainty

Heading into 2025, the regulatory landscape around cryptoassets and other emerging technologies remains in flux.

Two years of CIRO: enforcement, harmonization and what’s next

The Canadian Investment Regulatory Organization’s core priorities will be enforcement and regulatory harmonization.

Will new powers lead to more effective capital markets regulatory enforcement?

With broader investigative and enforcement powers, securities regulators levied increased sanctions in 2024.

Changes of enforcement leadership raise questions about new priorities

Amid recent departures from top enforcement jobs, personalities and personal agendas can affect regulators’ strategies and enforcement priorities.

Canadian Securities Administrators’ 2023–2024 annual Year in Review

The annual report highlights efforts undertaken in response to emerging issues and changing conditions in the country’s capital markets.