Financial Services Regulatory Financial Services Regulatory

OSC-FINTRAC MOU for information sharing

On December 3, 2020 the Ontario Securities Commission (OSC) and Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) announced that...

Novel hybrid debt issuances by Canadian banks

Hybrid debt is debt with embedded equity features that are added to meet requirements imposed by a regulator, rating agency or some other third party...

Flexibility in the financial market in response to major changes

This year, financial market participants have been subject to many unprecedented changes that have forced them to show a great deal of flexibility....

Financial services regulation in 2020: Convergence, disruption and acceleration

The year 2020 can be divided into three phases: pre-COVID-19 pandemic; the initial COVID-19 phase which was marked by short-term emergency measures;...

2020 Legal Year in Review – Introduction

Without a doubt, 2020 has been a year like no other. Inevitably, the COVID-19 pandemic and its effects is a theme that flows through many of the...

The future of self-regulation in Canada: Regulators pursue a public dialogue

On June 25, 2020, the CSA released the “CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization...

Financial Services Regulatory Webinar: Regulatory Convergence in the Financial Services Sector

Join us for a panel Q&A as we continue to explore regulatory convergence in financial services regulation as it reflects trends within the...

E-commerce: COVID-19 as a catalyst for change?

The COVID-19 pandemic is disrupting the e-commerce landscape and will have a lasting effect on how businesses conduct online transactions in a...

Regulators push deadlines for reform implementation in response to COVID-19

As the COVID-19 pandemic saga continues to unfold, financial regulators continue to demonstrate flexibility for market participants and their staff...

British Columbia government consultations on changes to Mortgage Brokers Act and Disclosure of Beneficial Ownership

The Provincial government announced on Friday, January 17, 2020, that it will be accepting feedback on two consultations to assist in its ongoing...